Having spent seventeen years as an investment representative with Mass Mutual; Tom determined to serve clients with a more independent flair. He has guided his clients as an Independent Investment Advisor Representative for over four years and is a Registered Representative with Kestra Investment Services, LLC and an Investment Advisor Representative with Kestra Advisory Services, LLC. Tom is also a member of the Society of Financial Professionals.
Mr. Cates has built his practice through trusted relationships for over two decades. Tom has culminated his professional assets and industry insights, with his staff, in the creation of Cornerstone Financial Advisors, Inc.